Capital Markets Tech & Data Forum
Your only opportunity to learn from and network with North American CDOs and data leaders from banks and asset managers.
Presents
Capital Markets Tech & Data Forum
The largest and longest-running data and tech conference for capital markets professionals
Bigger & better for 2024
Bringing you more insights and connections from across the capital markets data and technology landscape.
NEW FOR 2024: Dedicated technology track AND joint sessions for data and technology professionals.
200
Delegates
50
Speakers
2
Stages
1
Day
Speaker highlights
Kim Jaffee-Prado
CIO, US capital markets
BMO
Steve O'Bott
Global head of investment and financial data architecture, Chief data architect
Vanguard
Steve is known a passionate chief data architect who is recognized as a business leader with a wide-range of experience in large enterprises architecting, designing and managing data in effective ways that produce meaningful business outcomes to grow new revenue, increase operational efficiency, and lower business risk.
Business leaders seek Steve out for his real world experience, industry perspective and insights to develop innovative data designs and they rely on him to deliver global data solutions in the cloud as well as in integrated hybrid environments.
Steve is known for his executive presence, ability to make decisions, and track record for getting things to the finish line. He put his thoughts into compelling stories to effectively communicate to senior business and technical leaders across an organization.
As a leader Steve sees the unique qualities of each person and is adept at figuring out how people who are different can be intentionally inclusive and work collaboratively to get things done.
Specialties:
* Data Platform and Architecture - Enterprise Architecture, Business Architecture, Data Architecture, Database Architecture, High Availability, Resiliency, Multi-Region, Scalability, Capacity Planning, Multi-Tenancy
* Architecture & Process Frameworks: TOGAF, Zachman, CMM / CMMI DMM, DAMA / DMBOK, Six Sigma, COBIT, ITIL, ITSM
* Data Management Strategies: Data Governance, Data Stewardship, Data Quality, Data Modeling and Design, Database Engineering, Master Data Management, Metadata Management
* Date Store Technologies: AWS (Aurora, RDS, DynamoDB, Redshift, Neptune, ElastiCache, DocumentDB, Keyspaces); PostgreSQL, MySQL, GCP (Cloud Spanner, Cloud SQL, Cloud Bigtable), Oracle, SQL Server, DB2, Aerospike, Couchbase, MongoDB, Cassandra
* Data Analytics Technologies: AWS (S3, Glue ETL, Glue Catalog, Athena, EMR, Redshift, Kinesis, Quicksight, FinSpace, Data Exchange); GCP (Cloud SQL, Cloud Spanner, BigQuery, Spanner, Data Catalog), Tableau, Hadoop, HBase, IBM Netezza
Tarun Sood
Chief data officer
American Century investments
Florencia Ardissone
Group product head - customer insights and ChaseNet data and analytics
J.P. Morgan Chase
Florencia is the Group product head for customer insights and ChaseNet data and analytics within JPMorgan’s Payments business. The Payments & Commerce business at J.P. Morgan combines Global Payments and Merchant Acquiring to provide integrated solutions to clients around the globe. She focuses on unlocking value for clients across the firm by productizing insights from Payments data. She has end-to-end Product Management responsibilities and is accountable for Customer Insights across SMB (digital product live to +500K businesses), MMBSI/EMM (digital product live to 2K clients), CB, and CIB (digital product in JPM ACCESS and custom insights). For ChaseNet (the 4th largest processing network in the US), Florencia’s analytics team maximizes profitability with a data science approach to pricing.
Florencia is an innovator helping differentiate the firm by leveraging big data assets and developing intelligence products meant to help businesses improve their marketing and operational efficiency by understanding their underlying Customers. She ideated, pilot and launched Customer Insights to all processing Small Business Clients. Florencia was featured in a Forbes Article as an expert explain how businesses can use Payment Tech to Outmatch Business Rivals.
Before joining J.P. Morgan Chase, Florencia was a strategy consultant at McKinsey and Company focusing on financial services in the New York and Buenos Aires offices for 5+ years. She also worked in Strategy and Operations at Google and has startup tech experience (SmartLine).
Florencia has an MBA from the University of Chicago Booth School of Business, with an exchange at the London School of Economics and Political Science focusing on Entrepreneurship and Strategic Management. She holds a bachelor’s degree in economics.
Arvind Joshi
Head of data governance
Rockefeller Capital Management
Arvind Joshi is the Head of Data Governance at Rockefeller Capital Management.
Arvind Joshi was part of U.S. Finance at Scotiabank. His team was responsible for the execution of day-to-day data management activities, remediation of data quality issues, and implementation of change management processes. He worked closely with colleagues at the U.S. Data Office to establish and maintain strong data management capabilities, such as data quality measurement and monitoring, data management, and data lineage. He served as the Data Governance Officer for U.S. Finance, and as such he is the primary point of contact for all U.S. Finance data matters. In his time at Scotiabank, he championed data as an strategic asset.
Before joining Scotiabank, he was an advisor at Deloitte. At Credit Suisse Holdings (USA) Inc., Arvind led the CCAR data governance initiative. At Morgan Stanley Arvind was responsible for defining, establishing and implementing data governance/data quality program for Basel and CCAR compliance. Arvind also represented the CFO office in establishing the "Enterprise Data Office” for regulatory compliance (DFAST/CCAR and BASEL).
Samim Ghamami
Economist
U.S. Securities and Exchange Commission
Samim Ghamami is currently an economist at the U.S. Securities and Exchange Commission, where he works with the senior management on the reform of the US Treasury market and several other SEC capital market initiatives. Ghamami is also a senior researcher and an adjunct professor of finance at New York University, a senior researcher at UC Berkeley Center for Risk Management Research and the Department of Economics, and a senior advisor at SOFR Academy.
Ghamami has been a senior economist at Goldman Sachs and Millennium Management. He has been an adjunct associate professor of economics at Columbia University. Ghamami has also been an associate director and a senior economist at the U.S. Department of the Treasury, Office of Financial Research, and an economist at the Board of Governors of the Federal Reserve System.
Ghamami’s work has broadly focused on the interplay of finance and macroeconomics, and on financial economics and quantitative finance. His work on asset management, banking, economic policy, financial stability, financial regulation, risk management, and central clearing has been presented and discussed at central banks and international financial institutions. He has been an advisor to the Bank for International Settlements and worked as an expert with the Financial Stability Board on post-financial crisis reforms in 2016 and 2017. Ghamami also served on the National Science Foundation panel on Financial Mathematics in 2017 and 2018. Ghamami received his Ph.D. in Mathematical Finance and Operations Research from USC in 2009. His publications have appeared in different journals including Management Science, Journal of Applied Probability, Mathematics of Operations Research, Journal of Financial Intermediation, Journal of Credit Risk, Journal of Derivatives, Quantitative Finance, and Journal of Risk.
Arunima Sinha
Vice president, economist
Morgan Stanley
Arunima Sinha is a vice president on the Global Economics team at Morgan Stanley, focusing on applied macroeconomics. Before joining Morgan Stanley, she was an associate professor at Fordham University, a visiting researcher at the markets group of the Federal Reserve Bank of New York, and a visiting scholar at the economics research departments of the Federal Reserve Banks of New York, St. Louis, and San Francisco. Arunima’s research examines monetary policy transmission using quantitative methods. Her academic research has been published in peer-reviewed international economics journals, and she has presented her work at various central banks and international economics conferences. She has a Ph.D. in economics from Columbia University.
Top reasons to attend the Capital Markets Tech & Data Forum
Editorially led program
Our editorially led program delivers unbiased content with a focus on end-users.
Collab with capital market experts
Program content is developed in collaboration with capital market experts who actively work within the topics covered on our agenda.
Insights on critical industry challenges
Gather insights on critical industry challenges that you can’t find anywhere else.
Premier networking opps
Engage in premier networking opportunities with top industry experts, senior-level professionals, vendors and solutions providers.
Who will be there?
Job titles
- Chief data officers
- Chief information officers
- Chief risk officers
- Data scientists
- Digital transformation managers
- Heads of compliance and regulations
- Heads of data
- Heads of data governance
- Heads of data quality
- Chief technology officers
- AI/Machine learning engineers
- Cybersecurity managers
- Technology architects
- IT managers/directors
- Technology compliance officers
Company types
- Commercial banks
- Asset management firms
- Hedge funds
- Pension funds
- Investment banks
- Private equity firms
- Investment brokerages
Bank of China (Hong Kong) Limited ("BOCHK") is a leading listed commercial banking group (Stock Code: 2388) and one of the three note-issuing banks in Hong Kong. BOCHK celebrated its 100th Anniversary for serving Hong Kong in 2017. BOCHK offers a comprehensive range of financial products and advisory services to central banks, supranational institutions, sovereign funds, financial institutions, corporate and personal clients. With its distinct market position, BOCHK has been enjoying favorable credit ratings and stable outlook by international rating agencies. BOCHK is named the Bank of the Year in Hong Kong by The Banker in 2013, 2015, 2017 & 2021. It is also nominated as the Strongest Bank in Asia Pacific and Hong Kong by The Asian Banker for 6 years (2014-18, 2020), in recognition of its solid financial performance and ability to continuously increase profitability. BOCHK is the sole RMB Clearing Bank in Hong Kong appointed by the People's Bank of China since 2003, the first overseas CIPS Direct Participant since June 2016, and the largest RMB Clearing Bank in terms of settlement volumes and values ‐ handling more than 70% worldwide cross-border RMB payments and support for a daily clearing value up to CNY1.5 trillion. Leveraging its professional expertise, comprehensive RMB product mix, and close tie with the parent bank, Bank of China, in the Mainland, BOCHK strives to become the best choice for all RMB needs of its customers. To implement the overseas development strategy of Bank of China Group, BOCHK branches and subsidiaries have been extended to Southeast Asian countries such as Thailand, Malaysia, Vietnam, the Philippines, Indonesia, Cambodia, Laos, Brunei and Myanmar during 2017-20, with the provision of professional and high-quality financial services. Firmly rooted in Hong Kong since 1917, BOCHK is expediting its development into a top-class, full-service and internationalized regional bank.
BlackRock’s Official Institutions Group (“OIG”) partners with central banks, sovereign wealth funds, finance ministries, future generation funds and multi-lateral organizations, offering the full range of customized solutions and global investment management, risk management and advisory services.
Our clients can take advantage of BlackRock’s broad global investment platform and expertise across a robust set of asset classes spanning the full risk spectrum. We are aware of the unique set of requirements facing official institutions and can tailor an investment strategy within a given mandate to reflect the specific constraints and needs of our clients. As a fiduciary, we share the same objectives and challenges as our clients. By partnering with them and leveraging the experience of BlackRock investment professionals as well as Aladdin, our end-to-end operating system for investment management, we believe we can generate long-term solutions that allow us to achieve our client’s goals. BlackRock has provided investment solutions to official institutions worldwide since 1992 and manages $537 billion on behalf of these institutions as of 30 September 2022.
As of 31 December 2022:
- OIG manages c. $600 billion in assets under management, including self-reported iShares holdings, for 138 official institution clients worldwide (59 central banks, 27 sovereign wealth funds, 24 national pension funds, 28 multilateral development banks, ministries and agencies).
- OIG provides risk management tools in the form of BlackRock’s Aladdin and eFront solutions to 21 official institution clients worldwide.
- BlackRock’s Financial Markets Advisory ("FMA") team has completed 146 assignments for global official institution clients since 2013.
Dedicated team of seasoned OIG client relationship managers partner closely with BlackRock’s broader institutional client business to ensure holistic relationship coverage across headquarters and regional rep offices
Bloomberg is a global leader in business and financial information, delivering trusted data, news, and insights that bring transparency, efficiency, and fairness to markets. The company helps connect influential communities across the global financial ecosystem via reliable technology solutions that enable our customers to make more informed decisions and foster better collaboration.
BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 74 countries, with more than 192,000 employees, including more than 146,000 in Europe. The Group has key positions in its three main activities: Domestic Markets and International Financial Services and Corporate & Institutional Banking, which serves two client franchises: corporate clients and institutional investors. The Group helps all its clients to realise their projects through solutions spanning financing, investment, savings and protection insurance.
Fully integrated in the BNP Paribas Group, BNP Paribas Corporate and Institutional Banking (CIB) is a leading provider of solutions to two client franchises: corporates and institutionals, and operates across EMEA, APAC and the Americas. The bank is a global leader in Debt Capital Markets and Derivatives. It is a top European house in Equity Capital Markets and it has leading franchises in Specialised Financing. In Securities Services, it is a top five house worldwide.
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.
Founded in 1869, Goldman Sachs is a leading global investment banking, securities and investment management firm. Headquartered in New York, it maintains offices in all major financial centres worldwide.
HSBC is a financial services organisation that serves more than 40 million customers, ranging from individual savers and investors to some of the world’s biggest companies and governments. Its network covers 64 countries and territories, and its expertise, capabilities, breadth and perspectives open up a world of opportunity for its customers. HSBC is listed on the London, Hong Kong, New York, Paris and Bermuda stock exchanges.
About LSEG
LSEG (London Stock Exchange Group) is a leading global financial markets infrastructure and data provider, playing a vital social and economic role in the world’s financial system. With our open approach, trusted expertise and global scale, we enable the sustainable growth and stability of our customers and their communities. We are dedicated partners with extensive experience, deep knowledge and a worldwide presence in data and analytics; indices; capital formation; and trade execution, clearing and risk management across multiple asset classes. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific. We employ 23,000 people globally, more than half located in Asia Pacific. LSEG’s ticker symbol is LSEG.
Societe Generale
Societe Generale is one of the leading European financial services groups. Based on a diversified and integrated banking model, the Group combines financial strength and proven expertise in innovation with a strategy of sustainable growth, aiming to be the trusted partner for its clients, committed to the positive transformations of society and the economy.
Active in the real economy for over 150 years, with a solid position in Europe and connected to the rest of the world, Societe Generale has over 147,000 members of staff in 67 countries and supports on a daily basis 31 million individual clients, businesses and institutional investors around the world by offering a wide range of advisory services and tailored financial solutions. The Group is built on three complementary core businesses:
- French Retail Banking, which encompasses the Societe Generale, Crédit du Nord and Boursorama brands. Each offers a full range of financial services with omnichannel products at the cutting edge of digital innovation;
- International Retail Banking, Insurance and Financial Services to Corporates, with networks in Africa, Russia, Central and Eastern Europe and specialised businesses that are leaders in their markets;
- Global Banking and Investor Solutions, which offers recognised expertise, key international locations and integrated solutions.
Societe Generale is included in the principal socially responsible investment indices: DJSI (World and Europe), FTSE4Good (Global and Europe), Euronext Vigeo (World, Europe and Eurozone), four of the STOXX ESG Leaders indices, and the MSCI Low Carbon Leaders Index.
For more information, you can follow us on twitter @societegenerale or visit our website www.societegenerale.com
2023 audience breakdown
Registrants
Unique organizations
Seniority
Agenda and speakers
Joint thematics
- AI in financial services
- Economic impacts in capital markets
- Advanced analytics data and technology
Data thematics
- Data governance
- Data use and management
- Compliance and risk management
Technology thematics
- Cloud economics and strategies
- Trading technologies
- Cybersecurity
Capital Markets Tech & Data Forum 2023 photos
Bloomberg accepts award
Perficient booth
Interactive lunch workshop
General session
The Voice of the CTO
The “Voice of the CTO” series is based on interviews conducted by WatersTechnology with eight CTOs from a selection of tier-one international banks that took place between October and December of 2023. The goal is to shine a light on opportunities that some of the world’s biggest banks are trying to grasp — and the obstacles that stand in their way. Some of those hurdles are internal: winning support from the business for important-but-unglamorous refits, for example. Others are external, such as keeping up with the sheer pace of change. And at the core of everything is data.
For clarity, the term CTO is a catchall that includes chief information officers and various other global heads of capital markets technology — people whose focus is on the corporate and investment bank and who handle a budget. In the story, we will address the individual’s job title but have granted them anonymity so they can speak openly about their organizations and beliefs. The series also draws on a limited-circulation survey of handpicked technology end-users and incorporates new market sizing work by WatersTechnology sibling brand Chartis Research.
This series will be covered in five articles on the WatersTechnology website. Be sure to check them out.
Contact us
Sponsorship enquiries
Antony Chambers
Publisher, Risk.net/FX Markets/WatersTechnology
Speaker inquiries
Taylor Cortolillo
Head of Event Programs and Content, WatersTechnology
TEL: +1 317 507 0311